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Articles Posted in Private Securities Offerings

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Are You Eligible for Tax-Free Capital Gains? How Business Founders and Investors Can Exclude Up to 100% of Their Capital Gains from Federal Income Taxes under the Qualified Small Business Stock Exclusion

The following article is reproduced with permission from Copyright 2019 The Bureau of National Affairs Inc. (800-372-1033) www.bna.com. Summary: The qualified small business stock exclusion allows qualified business founders and investors to exclude from federal income tax some or all of the capital gains they realize on qualifying stock sales.…

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The Basic Rules of Website Advertising for EB-5 Securities Offerings

The Basic Rules of Website Advertising for EB-5 Securities Offerings By Catherine DeBono Holmes, Esq. and Victor T. Shum, Esq. EB-5 securities issuers, sponsors and others who market EB-5 securities often want to use websites to provide information to potential investors regarding their past and current EB-5 projects.  When using…

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How EB-5 Regional Centers and Sponsors Can Evaluate Broker-Dealer, Investment Company and Investment Adviser Registration Requirements under U.S. Securities Laws – Part 2: Securities broker-dealer registration requirements and hiring U.S. and Non-U.S. brokers

This article is the second in a series of articles on how EB-5 regional centers and sponsors can evaluate broker-dealer, investment company and investment adviser registration requirements under U.S. securities laws. You may want to read: Part 1 – EB-5 offerings do not fit standard SEC registration requirements Check back…

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